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- SUPREME COURT OF THE UNITED STATES
-
- Syllabus
-
- UNITED STATES v. ALVAREZ-MACHAIN
-
- CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
- CIRCUIT
- No. 91-712. Argued April 1, 1992-Decided June 15, 1992
-
- Respondent, a citizen and resident of Mexico, was forcibly
- kidnapped from his home and flown by private plane to Texas,
- where he was arrested for his participation in the kidnapping
- and murder of a Drug Enforcement Administration (DEA) agent and
- the agent's pilot. After concluding that DEA agents were
- responsible for the abduction, the District Court dismissed the
- indictment on the ground that it violated the Extradition Treaty
- between the United States and Mexico (Extradition Treaty or
- Treaty), and ordered respondent's repatriation. The Court of
- Appeals affirmed. Based on one of its prior decisions, the court
- found that, since the United States had authorized the abduction
- and since the Mexican government had protested the Treaty
- violation, jurisdiction was improper.
-
- Held: The fact of respondent's forcible abduction does not
- prohibit his trial in a United States court for violations of
- this country's criminal laws. Pp. 3-15.
-
- (a) A defendant may not be prosecuted in violation of the
- terms of an extradition treaty. United States v. Rauscher, 119
- U.S. 407. However, when a treaty has not been invoked, a court
- may properly exercise jurisdiction even though the defendant's
- presence is procured by means of a forcible abduction. Ker v.
- Illinois, 119 U. S. 436. Thus, if the Extradition Treaty does
- not prohibit respondent's abduction, the rule of Ker applies and
- jurisdiction was proper. Pp. 3-7.
-
- (b) Neither the Treaty's language nor the history of
- negotiations and practice under it supports the proposition
- that it prohibits abductions outside of its terms. The Treaty
- says nothing about either country refraining from forcibly
- abducting people from the other's territory or the consequences
- if an abduction occurs. In addition, although the Mexican
- government was made aware of the Ker doctrine as early as 1906,
- and language to curtail Ker was drafted as early as 1935, the
- Treaty's current version contains no such clause. Pp. 7-11.
-
- (c) General principles of international law provide no
- basis for interpreting the Treaty to include an implied term
- prohibiting international abductions. It would go beyond
- established precedent and practice to draw such an inference from
- the Treaty based on respondent's argument that abductions are so
- clearly prohibited in international law that there was no reason
- to include the prohibition in the Treaty itself. It was the
- practice of nations with regard to extradition treaties that
-
- formed the basis for this Court's decision in Rauscher, supra, to
- imply a term in the extradition treaty between the United States
- and England. Respondent's argument, however, would require a
- much larger inferential leap with only the most general of
- international law principles to support it. While respondent may
- be correct that his abduction was "shocking" and in violation of
- general international law principles, the decision whether he
- should be returned to Mexico, as a matter outside the Treaty, is
- a matter for the Executive Branch. Pp. 11-15.
-
- 946 F. 2d 1466, reversed and remanded.
-
- REHNQUIST, C. J., delivered the opinion of the Court, in which
- WHITE, SCALIA, KENNEDY, SOUTER, and THOMAS, JJ., joined.
- STEVENS, J., filed a dissenting opinion, in which BLACKMUN and
- O'CONNOR, JJ., joined.
-
- [June 15, 1992]
-
- THE CHIEF JUSTICE delivered the opinion of the Court.
-
- The issue in this case is whether a criminal defendant,
- abducted to the United States from a nation with which it has an
- extradition treaty, thereby acquires a defense to the
- jurisdiction of this country's courts. We hold that he does not,
- and that he may be tried in federal district court for violations
- of the criminal law of the United States.
-
- Respondent, Humberto Alvarez-Machain, is a citizen and
- resident of Mexico. He was indicted for participating in the
- kidnap and murder of United States Drug Enforcement
- Administration (DEA) special agent Enrique Camarena-Salazar and a
- Mexican pilot working with Camarena, Alfredo Zavala-Avelar. [1]
- The DEA believes that respondent, a medical doctor, participated
- in the murder by prolonging agent Camarena's life so that others
- could further torture and interrogate him. On April 2, 1990,
- respondent was forcibly kidnapped from his medical office in
- Guadalajara, Mexico, to be flown by private plane to El Paso,
- Texas, where he was arrested by DEA officials. The District
- Court concluded that DEA agents were responsible for respondent's
- abduction, although they were not personally involved in it.
- United States v. Caro- Quintero, 745 F. Supp. 599, 602-604, 609
- (CD Cal. 1990). [2]
-
- /* One problem with the ruling is that it might encourage other
- countries to take the same view. "Hard cases" make bad law. */
-
- Respondent moved to dismiss the indictment, claiming that
- his abduction constituted outrageous governmental conduct, and
- that the District Court lacked jurisdiction to try him because he
- was abducted in violation of the extradition treaty between the
- United States and Mexico. Extradition Treaty, May 4, 1978,
- [1979] United States-United Mexican States, 31 U. S. T. 5059,
- T.I.A. S. No. 9656 (Extradition Treaty or Treaty). The District
- Court rejected the outrageous governmental conduct claim, but
- held that it lacked jurisdiction to try respondent because his
- abduction violated the Extradition Treaty. The district court
- discharged respondent and ordered that he be repatriated to
- Mexico. Caro-Quintero, supra, at 614.
-
- The Court of Appeals affirmed the dismissal of the
- indictment and the repatriation of respondent, relying on its
- decision in United States v. Verdugo-Urquidez, 939 F. 2d 1341
- (CA9 1991), cert. pending, No. 91-670. 946 F. 2d 1466 (1991).
- In Verdugo, the Court of Appeals held that the forcible abduction
- of a Mexican national with the authorization or participation of
- the United States violated the Extradition Treaty between the
- United States and Mexico. [3] Although the Treaty does not
- expressly prohibit such abductions, the Court of Appeals held
- that the "purpose" of the Treaty was violated by a forcible
- abduction, 939 F.2d, at 1350, which, along with a formal protest
- by the offended nation, would give a defendant the right to
- invoke the Treaty violation to defeat jurisdiction of the
- district court to try him. [4] The Court of Appeals further held
- that the proper remedy for such a violation would be dismissal of
- the indictment and repatriation of the defendant to Mexico.
-
- In the instant case, the Court of Appeals affirmed the
- district court's finding that the United States had authorized
- the abduction of respondent, and that letters from the Mexican
- government to the United States government served as an official
- protest of the Treaty violation. Therefore, the Court of Appeals
- ordered that the indictment against respondent be dismissed and
- that respondent be repatriated to Mexico. 946 F. 2d, at 1467.
- We granted certiorari, 502 U. S. -- (1992), and now reverse.
-
- Although we have never before addressed the precise issue
- raised in the present case, we have previously considered
- proceedings in claimed violation of an extradition treaty, and
- proceedings against a defendant brought before a court by means
- of a forcible abduction. We addressed the former issue in United
- States v. Rauscher, 119 U. S. 407 (1886); more precisely, the
- issue of whether the Webster-Ashburton Treaty of 1842, 8 Stat.
- 576, which governed extraditions between England and the United
- States, prohibited the prosecution of defendant Rauscher for a
- crime other than the crime for which he had been extradited.
- Whether this prohibition, known as the doctrine of specialty, was
- an intended part of the treaty had been disputed between the two
- nations for some time. Rauscher, 119 U.S., at 411. Justice
- Miller delivered the opinion of the Court, which carefully
- examined the terms and history of the treaty; the practice of
- nations in regards to extradition treaties; the case law from the
- states; and the writings of commentators, and reached the
- following conclusion:
-
- [A] person who has been brought within the jurisdiction
- of the court by virtue of proceedings under an
- extradition treaty, can only be tried for one of the
- offences described in that treaty, and for the offence
- with which he is charged in the proceedings for his
- extradition, until a reasonable time and opportunity
- have been given him, after his release or trial upon
- such charge, to return to the country from whose asylum
- he had been forcibly taken under those proceedings."
- Id., at 430 (emphasis added).
-
- In addition, Justice Miller's opinion noted that any
- doubt as to this interpretation was put to rest by two federal
- statutes which imposed the doctrine of specialty upon extradition
- treaties to which the United States was a party. Id., at 423.
- [5] Unlike the case before us today, the defendant in Rauscher
- had been brought to the United States by way of an extradition
- treaty; there was no issue of a forcible abduction.
-
- In Ker v. Illinois, 119 U. S. 436 (1886), also written
- by Justice Miller and decided the same day as Rauscher, we
- addressed the issue of a defendant brought before the court by
- way of a forcible abduction. Frederick Ker had been tried and
- convicted in an Illinois court for larceny; his presence before
- the court was procured by means of forcible abduction from Peru.
- A messenger was sent to Lima with the proper warrant to demand
- Ker by virtue of the extradition treaty between Peru and the
- United States. The messenger, however, disdained reliance on the
- treaty processes, and instead forcibly kidnapped Ker and brought
- him to the United States. [6] We distinguished Ker's case from
- Rauscher, on the basis that Ker was not brought into the United
- States by virtue of the extradition treaty between the United
- States and Peru, and rejected Ker's argument that he had a right
- under the extradition treaty to be returned to this country only
- in accordance with its terms. [7] We rejected Ker's due process
- argument more broadly, holding in line with "the highest
- authorities" that "such forcible abduction is no sufficient
- reason why the party should not answer when brought within the
- jurisdiction of the court which has the right to try him for such
- an offence, and presents no valid objection to his trial in such
- court." Ker, supra, at 444.
-
- In Frisbie v. Collins, 342 U. S. 519, rehearing denied,
- 343 U.S. 937 (1952), we applied the rule in Ker to a case in
- which the defendant had been kidnapped in Chicago by Michigan
- officers and brought to trial in Michigan. We upheld the
- conviction over objections based on the due process clause and
- the Federal Kidnapping Act and stated:
-
- This Court has never departed from the rule announced
- in [Ker] that the power of a court to try a person for
- crime is not impaired by the fact that he had been
- brought within the court's jurisdiction by reason of a
- `forcible abduction.' No persuasive reasons are now
- presented to justify overruling this line of cases.
- They rest on the sound basis that due process of law is
- satisfied when one present in court is convicted of
- crime after having been fairly apprized of the charges
- against him and after a fair trial in accordance with
- constitutional procedural safeguards. There is nothing
- in the Constitution that requires a court to permit a
- guilty person rightfully convicted to escape justice
- because he was brought to trial against his will."
- Frisbie, supra, at 522 (citation and footnote omitted).
- [8]
-
- /* The problem of course being that this works both ways. What
- would the react be to President Bush being abducted by Iraq for
- crimes under Iraqi law? */
-
- The only differences between Ker and the present case are
- that Ker was decided on the premise that there was no
- governmental involvement in the abduction, 119 U. S., at 443; and
- Peru, from which Ker was abducted, did not object to his
- prosecution. [9] Respondent finds these differences to be
- dispositive, as did the Court of Appeals in Verdugo, 939 F. 2d,
- at 1346, contending that they show that respondent's prosecution,
- like the prosecution of Rauscher, violates the implied terms of a
- valid extradition treaty. The Government, on the other hand,
- argues that Rauscher stands as an "exception" to the rule in Ker
- only when an extradition treaty is invoked, and the terms of the
- treaty provide that its breach will limit the jurisdiction of a
- court. Brief for United States 17. Therefore, our first inquiry
- must be whether the abduction of respondent from Mexico violated
- the extradition treaty between the United States and Mexico. If
- we conclude that the Treaty does not prohibit respondent's
- abduction, the rule in Ker applies, and the court need not
- inquire as to how respondent came before it. In construing a
- treaty, as in construing a statute, we first look to its terms to
- determine its meaning. Air France v. Saks, 470 U. S. 392, 397
- (1985); Valentine v. United States ex. rel. Neidecker, 299 U.
- S. 5, 11 (1936). The Treaty says nothing about the obligations
- of the United States and Mexico to refrain from forcible
- abductions of people from the territory of the other nation, or
- the consequences under the Treaty if such an abduction occurs.
- Respondent submits that Article 22(1) of the Treaty which states
- that it "shall apply to offenses specified in Article 2
- [including murder] committed before and after this Treaty enters
- into force," 31 U. S. T., at 5073-5074, evidences an intent to
- make application of the Treaty mandatory for those offenses.
- However, the more natural conclusion is that Article 22 was
- included to ensure that the Treaty was applied to extraditions
- requested after the Treaty went into force, regardless of when
- the crime of extradition occurred. [10]
-
- /* Foreign policy (which is the reason given by the defense for
- dismissing the charges is uniquely within the province of the
- Executive branch. The Executive Branch opposes return, which
- shows that the official policy of the US does not recognize the
- claim made by the defendant. */
-
- More critical to respondent's argument is Article 9 of
- the Treaty which provides:
-
- "1. Neither Contracting Party shall be bound to deliver up its
- own nationals, but the executive authority of the requested Party
- shall, if not prevented by the laws of that Party, have the power
- to deliver them up if, in its discretion, it be deemed proper to
- do so.
-
- "2. If extradition is not granted pursuant to paragraph 1 of
- this Article, the requested Party shall submit the case to its
- competent authorities for the purpose of prosecution, provided
- that Party has jurisdiction over the offense."
- Id., at 5065.
-
- According to respondent, Article 9 embodies the terms of the
- bargain which the United States struck: if the United States
- wishes to prosecute a Mexican national, it may request that
- individual's extradition. Upon a request from the United States,
- Mexico may either extradite the individual, or submit the case to
- the proper authorities for prosecution in Mexico. In this way,
- respondent reasons, each nation preserved its right to choose
- whether its nationals would be tried in its own courts or by the
- courts of the other nation. This preservation of rights would be
- frustrated if either nation were free to abduct nationals of the
- other nation for the purposes of prosecution. More broadly,
- respondent reasons, as did the Court of Appeals, that all the
- processes and restrictions on the obligation to extradite
- established by the Treaty would make no sense if either nation
- were free to resort to forcible kidnapping to gain the presence
- of an individual for prosecution in a manner not contemplated by
- the Treaty. Verdugo, supra, at 1350.
-
- We do not read the Treaty in such a fashion. Article 9
- does not purport to specify the only way in which one country may
- gain custody of a national of the other country for the purposes
- of prosecution. In the absence of an extradition treaty, nations
- are under no obligation to surrender those in their country to
- foreign authorities for prosecution. Rauscher, 119 U. S., at
- 411-412; Factor v. Laubenheimer, 290 U. S. 276, 287 (1933); cf.
- Valentine v. United States ex. rel. Neidecker, supra, at 8-9
- (United States may not extradite a citizen in the absence of a
- statute or treaty obligation). Extradition treaties exist so as
- to impose mutual obligations to surrender individuals in certain
- defined sets of circumstances, following established procedures.
- See 1 J. Moore, A Treatise on Extradition and Interstate
- Rendition, 72 (1891). The Treaty thus provides a mechanism which
- would not otherwise exist, requiring, under certain
- circumstances, the United States and Mexico to extradite
- individuals to the other country, and establishing the procedures
- to be followed when the Treaty is invoked.
-
- The history of negotiation and practice under the Treaty
- also fails to show that abductions outside of the Treaty
- constitute a violation of the Treaty. As the Solicitor General
- notes, the Mexican government was made aware, as early as 1906,
- of the Ker doctrine, and the United States' position that it
- applied to forcible abductions made outside of the terms of the
- United States-Mexico extradition treaty. [11] Nonetheless, the
- current version of the Treaty, signed in 1978, does not attempt
- to establish a rule that would in any way curtail the effect of
- Ker. [12] Moreover, although language which would grant
- individuals exactly the right sought by respondent had been
- considered and drafted as early as 1935 by a prominent group of
- legal scholars sponsored by the faculty of Harvard Law School, no
- such clause appears in the current treaty. [13]
-
- Thus, the language of the Treaty, in the context of its
- history, does not support the proposition that the Treaty
- prohibits abductions outside of its terms. The remaining
- question, therefore, is whether the Treaty should be interpreted
- so as to include an implied term prohibiting prosecution where
- the defendant's presence is obtained by means other than those
- established by the Treaty. See Valentine, 299 U. S., at 17
- ("Strictly the question is not whether there had been a uniform
- practical construction denying the power, but whether the power
- had been so clearly recognized that the grant should be
- implied").
-
- Respondent contends that the Treaty must be interpreted
- against the backdrop of customary international law, and that
- international abductions are "so clearly prohibited in
- international law" that there was no reason to include such a
- clause in the Treaty itself. Brief for Respondent 11. The
- international censure of international abductions is further
- evidenced, according to respondent, by the United Nations Charter
- and the Charter of the Organization of American States. Id., at
- 17.
-
- Respondent does not argue that these sources of
- international law provide an independent basis for the right
- respondent asserts not to be tried in the United States, but
- rather that they should inform the interpretation of the Treaty
- terms.
-
- The Court of Appeals deemed it essential, in order for
- the individual defendant to assert a right under the Treaty, that
- the affected foreign government had registered a protest.
- Verdugo, 939 F. 2d, at 1357 ("in the kidnapping case there must
- be a formal protest from the offended government after the
- kidnapping"). Respondent agrees that the right exercised by the
- individual is derivative of the nation's right under the Treaty,
- since nations are authorized, notwithstanding the terms of an
- extradition treaty, to voluntarily render an individual to the
- other country on terms completely outside of those provided in
- the Treaty. The formal protest, therefore, ensures that the
- "offended" nation actually objects to the abduction and has not
- in some way voluntarily rendered the individual for prosecution.
- Thus the Extradition Treaty only prohibits gaining the
- defendant's presence by means other than those set forth in the
- Treaty when the nation from which the defendant was abducted
- objects.
-
- This argument seems to us inconsistent with the remainder
- of respondent's argument. The Extradition Treaty has the force
- of law, and if, as respondent asserts, it is self-executing, it
- would appear that a court must enforce it on behalf of an
- individual regardless of the offensiveness of the practice of one
- nation to the other nation. In Rauscher, the Court noted that
- Great Britain had taken the position in other cases that the
- Webster-Ashburton Treaty included the doctrine of specialty, but
- no importance was attached to whether or not Great Britain had
- protested the prosecution of Rauscher for the crime of cruel and
- unusual punishment as opposed to murder.
-
- More fundamentally, the difficulty with the support
- respondent garners from international law is that none of it
- relates to the practice of nations in relation to extradition
- treaties. In Rauscher, we implied a term in the
- Webster-Ashburton Treaty because of the practice of nations with
- regard to extradition treaties. In the instant case, respondent
- would imply terms in the extradition treaty from the practice of
- nations with regards to international law more generally. [14]
- Respondent would have us find that the Treaty acts as a
- prohibition against a violation of the general principle of
- international law that one government may not "exercise its
- police power in the territory of another state." Brief for
- Respondent 16. There are many actions which could be taken by a
- nation that would violate this principle, including waging war,
- but it cannot seriously be contended an invasion of the United
- States by Mexico would violate the terms of the extradition
- treaty between the two nations. [15]
-
- In sum, to infer from this Treaty and its terms that it
- prohibits all means of gaining the presence of an individual
- outside of its terms goes beyond established precedent and
- practice. In Rauscher, the implication of a doctrine of
- specialty into the terms of the Webster-Ashburton treaty which,
- by its terms, required the presentation of evidence establishing
- probable cause of the crime of extradition before extradition was
- required, was a small step to take. By contrast, to imply from
- the terms of this Treaty that it prohibits obtaining the presence
- of an individual by means outside of the procedures the Treaty
- establishes requires a much larger inferential leap, with only
- the most general of international law principles to support it.
- The general principles cited by respondent simply fail to
- persuade us that we should imply in the United States-Mexico
- Extradition Treaty a term prohibiting international abductions.
-
- Respondent and his amici may be correct that respondent's
- abduction was "shocking," Tr. of Oral Arg. 40, and that it may be
- in violation of general international law principles. Mexico has
- protested the abduction of respondent through diplomatic notes,
- App. 33-38, and the decision of whether respondent should be
- returned to Mexico, as a matter outside of the Treaty, is a
- matter for the Executive Branch. [16] We conclude, however, that
- respondent's abduction was not in violation of the Extradition
- Treaty between the United States and Mexico, and therefore the
- rule of Ker v. Illinois is fully applicable to this case. The
- fact of respondent's forcible abduction does not therefore
- prohibit his trial in a court in the United States for violations
- of the criminal laws of the United States.
-
- The judgment of the Court of Appeals is therefore
- reversed, and the case is remanded for further proceedings
- consistent with this opinion.
-
- So ordered.
-
- /* The footnotes for the main and dissenting opinion are placed
- at the end of the dissenting opinion. */
-
-
- JUSTICE STEVENS, with whom JUSTICE BLACKMUN and JUSTICE
- O'CONNOR join, dissenting.
-
- The Court correctly observes that this case raises a
- question of first impression. See ante, at 3. The case is
- unique for several reasons. It does not involve an ordinary
- abduction by a private kidnaper, or bounty hunter, as in Ker v.
- Illinois, 119 U.S. 436 (1886); nor does it involve the
- apprehension of an American fugitive who committed a crime in one
- State and sought asylum in another, as in Frisbie v. Collins,
- 342 U. S. 519 (1952). Rather, it involves this country's
- abduction of another country's citizen; it also involves a
- violation of the territorial integrity of that other country,
- with which this country has signed an extradition treaty.
-
- A Mexican citizen was kidnaped in Mexico and charged with
- a crime committed in Mexico; his offense allegedly violated both
- Mexican and American law. Mexico has formally demanded on at
- least two separate occasions [17] that he be returned to Mexico
- and has represented that he will be prosecuted and punished for
- his alleged offense. [18] It is clear that Mexico's demand must
- be honored if this official abduction violated the 1978
- Extradition Treaty between the United States and Mexico. In my
- opinion, a fair reading of the treaty in light of our decision in
- United States v. Rauscher, 119 U. S. 407 (1886), and applicable
- principles of international law, leads inexorably to the
- conclusion that the District Court, United States v. Caro-
- Quintero, 745 F. Supp. 599 (CD Cal. 1990), and the Court of
- Appeals for the Ninth Circuit, 946 F. 2d 1466 (1991) (per
- curiam), correctly construed that instrument.
-
- I
-
- The Extradition Treaty with Mexico [19] is a
- comprehensive document containing 23 articles and an appendix
- listing the extraditable offenses covered by the agreement. The
- parties announced their purpose in the preamble: The two
- Governments desire "to cooperate more closely in the fight
- against crime and, to this end, to mutually render better
- assistance in matters of extradition." [20] From the preamble,
- through the description of the parties' obligations with respect
- to offenses committed within as well as beyond the territory of a
- requesting party, [21] the delineation of the procedures and
- evidentiary requirements for extradition, [22] the special
- provisions for political offenses and capital punishment, [23]
- and other details, the Treaty appears to have been designed to
- cover the entire subject of extradition. Thus, Article 22,
- entitled "Scope of Application" states that the "Treaty shall
- apply to offenses specified in Article 2 committed before and
- after this Treaty enters into force," and Article 2 directs that
- "[e]xtradition shall take place, subject to this Treaty, for
- willful acts which fall within any of [the extraditable offenses
- listed in] the clauses of the Appendix." [24] Moreover, as noted
- by the Court, ante, at 8, Article 9 expressly provides that
- neither Contracting Party is bound to deliver up its own
- nationals, although it may do so in its discretion, but if it
- does not do so, it "shall submit the case to its competent
- authorities for purposes of prosecution." [25]
-
- Petitioner's claim that the Treaty is not exclusive, but
- permits forcible governmental kidnaping, would transform these,
- and other, provisions into little more than verbiage. For
- example, provisions requiring "sufficient" evidence to grant
- extradition (Art. 3), withholding extradition for political or
- military offenses (Art. 5), withholding extradition when the
- person sought has already been tried (Art. 6), withholding
- extradition when the statute of limitations for the crime has
- lapsed (Art. 7), and granting the requested State discretion to
- refuse to extradite an individual who would face the death
- penalty in the requesting country (Art. 8), would serve little
- purpose if the requesting country could simply kidnap the person.
- As the Court of Appeals for the Ninth Circuit recognized in a
- related case, "[e]ach of these provisions would be utterly
- frustrated if a kidnapping were held to be a permissible course
- of governmental conduct." United States v. Verdugo-Urquidez, 939
- F.2d 1341, 1349 (1991). In addition, all of these provisions
- "only make sense if they are understood as requiring each treaty
- signatory to comply with those procedures whenever it wishes to
- obtain jurisdiction over an individual who is located in another
- treaty nation." Id., at 1351.
-
- It is true, as the Court notes, that there is no express
- promise by either party to refrain from forcible abductions in
- the territory of the other Nation. See ante, at 9. Relying on
- that omission, [26] the Court, in effect, concludes that the
- Treaty merely creates an optional method of obtaining
- jurisdiction over alleged offenders, and that the parties
- silently reserved the right to resort to self help whenever they
- deem force more expeditious than legal process. [27] If the
- United States, for example, thought it more expedient to torture
- or simply to execute a person rather than to attempt extradition,
- these options would be equally available because they, too, were
- not explicitly prohibited by the Treaty. [28] That, however, is a
- highly improbable interpretation of a consensual agreement, [29]
- which on its face appears to have been intended to set forth
- comprehensive and exclusive rules concerning the subject of
- extradition. [30] In my opinion, "the manifest scope and object
- of the treaty itself," Rauscher, 119 U. S., at 422, plainly imply
- a mutual undertaking to respect the territorial integrity of the
- other contracting party. That opinion is confirmed by a
- consideration of the "legal context" in which the Treaty was
- negotiated. [31] Cannon v. University of Chicago, 441 U. S. 677,
- 699 (1979).
-
- II
-
- In Rauscher, the Court construed an extradition treaty
- that was far less comprehensive than the 1978 Treaty with Mexico.
- The 1842 Treaty with Great Britain determined the boundary
- between the United States and Canada, provided for the
- suppression of the African slave trade, and also contained one
- paragraph authorizing the extradition of fugitives "in certain
- cases." 8 Stat. 576. In Article X, each Nation agreed to
- "deliver up to justice all persons" properly charged with any one
- of seven specific crimes, including murder. 119 U. S., at 421.
- [32] After Rauscher had been extradited for murder, he was
- charged with the lesser offense of inflicting cruel and unusual
- punishment on a member of the crew of a vessel on the high seas.
- Although the treaty did not purport to place any limit on the
- jurisdiction of the demanding State after acquiring custody of
- the fugitive, this Court held that he could not be tried for any
- offense other than murder. [33] Thus, the treaty constituted the
- exclusive means by which the United States could obtain
- jurisdiction over a defendant within the territorial jurisdiction
- of Great Britain.
-
- The Court noted that the Treaty included several specific
- provisions, such as the crimes for which one could be extradited,
- the process by which the extradition was to be carried out, and
- even the evidence that was to be produced, and concluded that
- "the fair purpose of the treaty is, that the person shall be
- delivered up to be tried for that offence and for no other."
- Id., at 423. The Court reasoned that it did not make sense for
- the Treaty to provide such specifics only to have the person
- "pas[s] into the hands of the country which charges him with the
- offence, free from all the positive requirements and just
- implications of the treaty under which the transfer of his person
- takes place." Id., at 421. To interpret the Treaty in a
- contrary way would mean that a country could request extradition
- of a person for one of the seven crimes covered by the Treaty,
- and then try the person for another crime, such as a political
- crime, which was clearly not covered by the Treaty; this result,
- the Court concluded, was clearly contrary to the intent of the
- parties and the purpose of the Treaty.
-
- Rejecting an argument that the sole purpose of Article X
- was to provide a procedure for the transfer of an individual from
- the jurisdiction of one sovereign to another, the Court stated:
- "No such view of solemn public treaties between the great
- nations of the earth can be sustained by a tribunal called
- upon to give judicial construction to them.
-
- The opposite view has been attempted to be maintained
- in this country upon the ground that there is no
- express limitation in the treaty of the right of the
- country in which the offence was committed to try the
- person for the crime alone for which he was extradited,
- and that once being within the jurisdiction of that
- country, no matter by what contrivance or fraud or by
- what pretence of establishing a charge provided for by
- the extradition treaty he may have been brought within
- the jurisdiction, he is, when here, liable to be tried
- for any offence against the laws as though arrested
- here originally. This proposition of the absence of
- express restriction in the treaty of the right to try
- him for other offences than that for which he was
- extradited, is met by the manifest scope and object of
- the treaty itself." Id., at 422.
-
- Thus, the Extradition Treaty, as understood in the
- context of cases that have addressed similar issues, suffices to
- protect the defendant from prosecution despite the absence of any
- express language in the Treaty itself purporting to limit this
- Nation's power to prosecute a defendant over whom it had lawfully
- acquired jurisdiction. [34]
-
- Although the Court's conclusion in Rauscher was supported
- by a number of judicial precedents, the holdings in these cases
- were not nearly as uniform [35] as the consensus of international
- opinion that condemns one Nation's violation of the territorial
- integrity of a friendly neighbor. [36] It is shocking that a
- party to an extradition treaty might believe that it has secretly
- reserved the right to make seizures of citizens in the other
- party's territory. [37] Justice Story found it shocking enough
- that the United States would attempt to justify an American
- seizure of a foreign vessel in a Spanish port:
-
- "But, even supposing, for a moment, that our laws had
- required an entry of the Apollon, in her transit, does
- it follow, that the power to arrest her was meant to be
- given, after she had passed into the exclusive
- territory of a foreign nation? We think not. It would
- be monstrous to suppose that our revenue officers were
- authorized to enter into foreign ports and territories,
- for the purpose of seizing vessels which had offended
- against our laws. It cannot be presumed that Congress
- would voluntarily justify such a clear violation of the
- laws of nations." The Apollon, 9 Wheat. 362, 370-371
- (1824) (emphasis added). [38]
-
- B The law of Nations, as understood by Justice Story in 1824, has
- not changed. Thus, a leading treatise explains:
-
- "A State must not perform acts of sovereignty in the
- territory of another State.
- . . . . .
- "It is . . . a breach of International Law for a State
- to send its agents to the territory of another State to
- apprehend persons accused of having committed a crime.
- Apart from other satisfaction, the first duty of the
- offending State is to hand over the person in question
- to the State in whose territory he was apprehended." 1
- Oppenheim's International Law 295, and n. 1 (H.
- Lauterpacht 8th ed. 1955).39
-
-
- Commenting on the precise issue raised by this case, the chief
- reporter for the American Law Institute's Restatement of Foreign
- Relations used language reminiscent of Justice Story's
- characterization of an official seizure in a foreign jurisdiction
- as "monstrous:"
-
- When done without consent of the foreign government,
- abducting a person from a foreign country is a gross
- violation of international law and gross disrespect for
- a norm high in the opinion of mankind. It is a blatant
- violation of the territorial integrity of another
- state; it eviscerates the extradition system
- (established by a comprehensive network of treaties
- involving virtually all states). [40]
-
- In the Rauscher case, the legal background that supported the
- decision to imply a covenant not to prosecute for an offense
- different from that for which extradition had been granted was
- far less clear than the rule against invading the territorial
- integrity of a treaty partner that supports Mexico's position in
- this case. [41] If Rauscher was correctly decided--and I am
- convinced that it was-its rationale clearly dictates a comparable
- result in this case. [42]
-
- III
-
- A critical flaw pervades the Court's entire opinion. It
- fails to differentiate between the conduct of private citizens,
- which does not violate any treaty obligation, and conduct
- expressly authorized by the Executive Branch of the Government,
- which unquestionably constitutes a flagrant violation of
- international law,43 and in my opinion, also constitutes a breach
- of our treaty obligations. Thus, at the outset of its opinion,
- the Court states the issue as "whether a criminal defendant,
- abducted to the United States from a nation with which it has an
- extradition treaty, thereby acquires a defense to the
- jurisdiction of this country's courts." Ante, at 1. That, of
- course, is the question decided in Ker v. Illinois, 119 U. S. 436
- (1886); it is not, however, the question presented for decision
- today.
-
- The importance of the distinction between a court's
- exercise of jurisdiction over either a person or property that
- has been wrongfully seized by a private citizen, or even by a
- state law enforcement agent, on the one hand, and the attempted
- exercise of jurisdiction predicated on a seizure by federal
- officers acting beyond the authority conferred by treaty, on the
- other hand, is explained by Justice Brandeis in his opinion for
- the Court in Cook v. United States, 288 U. S. 102 (1933). That
- case involved a construction of a prohibition era treaty with
- Great Britain that authorized American agents to board certain
- British vessels to ascertain whether they were engaged in
- importing alcoholic beverages. A British vessel was boarded 11
- 1/2 miles off the coast of Massachusetts, found to be carrying
- unmanifested alcoholic beverages, and taken into port. The
- Collector of Customs assessed a penalty which he attempted to
- collect by means of libels against both the cargo and the seized
- vessel.
-
- The Court held that the seizure was not authorized by the
- treaty because it occurred more than 10 miles off shore. [44] The
- Government argued that the illegality of the seizure was
- immaterial because, as in Ker, the Court's jurisdiction was
- supported by possession even if the seizure was wrongful.
- Justice Brandeis acknowledged that the argument would succeed if
- the seizure had been made by a private party without authority to
- act for the Government, but that a different rule prevails when
- the Government itself lacks the power to seize. Relying on
- Rauscher, and distinguishing Ker, he explained:
-
- "Fourth. As the Mazel Tov was seized without warrant of
- law, the libels were properly dismissed. The Government contends
- that the alleged illegality of the seizure is immaterial. It
- argues that the facts proved show a violation of our law for
- which the penalty of forfeiture is prescribed; that the United
- States may, by filing a libel for forfeiture, ratify what
- otherwise would have been an illegal seizure; that the seized
- vessel having been brought into the Port of Providence, the
- federal court for Rhode Island acquired jurisdiction; and that,
- moreover, the claimant by answering to the merits waived any
- right to object to enforcement of the penalties. The argument
- rests upon misconceptions.
-
- It is true that where the United States, having
- possession of property, files a libel to enforce a
- forfeiture resulting from a violation of its laws, the
- fact that the possession was acquired by a wrongful act
- is immaterial. Dodge v. United States, 272 U. S. 530,
- 532 [(1926)]. Compare Ker v. Illinois, 119 U. S. 436,
- 444. The doctrine rests primarily upon the common-law
- rules that any person may, at his peril, seize property
- which has become forfeited to, or forfeitable by, the
- Government; and that proceedings by the Government to
- enforce a forfeiture ratify a seizure made by one
- without authority, since ratification is equivalent to
- antecedent delegation of authority to seize. Gelston
- v. Hoyt, 3 Wheat. 246, 310 [(1818)]; Taylor v. United
- States, 3 How. 197, 205-206 [(1845)]. The doctrine is
- not applicable here. The objection to the seizure is
- not that it was wrongful merely because made by one
- upon whom the Government had not conferred authority to
- seize at the place where the seizure was made. The
- objection is that the Government itself lacked power to
- seize, since by the Treaty it had imposed a territorial
- limitation upon its own authority. The Treaty fixes
- the conditions under which a `vessel may be seized and
- taken into a port of the United States, its territories
- or exercised at a greater distance from the coast than
- the vessel could traverse in one hour, and the seized
- vessel's speed did not exceed 10 miles an hour. Cook
- v. United States, 288 U. S. 102, 107, 110 (1933).
-
-
- possessions for adjudication in accordance with' the
- applicable laws. Thereby, Great Britain agreed that
- adjudication may follow a rightful seizure. Our Government,
- lacking power to seize, lacked power, because of the Treaty,
- to subject the vessel to our laws. To hold that adjudication
- may follow a wrongful seizure would go far to nullify the
- purpose and effect of the Treaty. Compare United States v.
- Rauscher, 119 U. S. 407." Cook v. United States, 288 U. S.,
- at 120-122.
-
- The same reasoning was employed by Justice Miller to
- explain why the holding in Rauscher did not apply to the Ker
- case. The arresting officer in Ker did not pretend to be acting
- in any official capacity when he kidnaped Ker. As Justice Miller
- noted, "the facts show that it was a clear case of kidnapping
- within the dominions of Peru, without any pretence of authority
- under the treaty or from the government of the United States."
- Ker v. Illinois, 119 U. S., at 443 (emphasis added).45 The exact
- opposite is true in this case, as it was in Cook.46
-
- The Court's failure to differentiate between private
- abductions and official invasions of another sovereign's
- territory also accounts for its misplaced reliance on the 1935
- proposal made by the Advisory Committee on Research in
- International Law. See ante, at 10, and n. 13. As the text of
- that proposal plainly states, it would have rejected the rule of
- the Ker case.47 The failure to adopt that recommendation does not
- speak to the issue the Court decides today. The Court's
- admittedly "shocking" disdain for customary and conventional
- international law principles, see ante, at 14, is thus entirely
- unsupported by case law and commentary.
-
-